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Australian Financial Services Licensee (AFSL) name

State

AFSL Ownership

No. of advisers

–

Minimum average adviser experience in Licensee (Yrs)

Key authorisations

Services

AFSL Authorisation options

PI insurance

Licensee established after

Minimum Revenue Requirement

Licensee is open to:

1,855 AFS Licensees

Note: only AFS Licensees with at least one financial adviser currently listed on the ASIC Financial Advisers Register are shown. Licensees with no registered advisers are not included.

CARNBREA & CO. LTD.

AFSL 233763 · MELBOURNE, VIC

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Corporate GroupSingle State
6
Advisers
23
Yrs licensed
19.8
Avg exp (yrs)
67%
Exp +15yrs
DerivativesMargin LendingForex

STATE TRUSTEES LIMITED

AFSL 238037 · FOOTSCRAY, VIC

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Corporate GroupSingle State
6
Advisers
22
Yrs licensed
12
Avg exp (yrs)
33%
Exp +15yrs

NOVUS CAPITAL LIMITED

AFSL 238168 · SYDNEY, NSW

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IndependentMulti-State
6
Advisers
23
Yrs licensed
22.2
Avg exp (yrs)
83%
Exp +15yrs
MDADerivativesMargin Lending

GUARDIAN ASSOCIATES PTY LTD

AFSL 238281 · BAHRS SCRUB, QLD

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IndependentSingle State
6
Advisers
22
Yrs licensed
19.2
Avg exp (yrs)
67%
Exp +15yrs
MDAMargin Lending

PRIMESTOCK SECURITIES LIMITED

AFSL 239180 · SOUTHBANK, VIC

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Independent2 States
6
Advisers
22
Yrs licensed
19
Avg exp (yrs)
83%
Exp +15yrs
DerivativesMargin Lending

E.F.D.B. PTY LIMITED

AFSL 311720 · SYDNEY, NSW

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IndependentSingle State
6
Advisers
19
Yrs licensed
19
Avg exp (yrs)
67%
Exp +15yrs
Margin Lending

PROFESSIONAL WEALTH SERVICES PTY LTD

AFSL 312047 · NORTH SYDNEY, NSW

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Corporate GroupSingle State
6
Advisers
19
Yrs licensed
17
Avg exp (yrs)
50%
Exp +15yrs

STRATEGEM INVESTMENT SERVICES PTY. LTD.

AFSL 244222 · BENDIGO, VIC

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IndependentSingle State
6
Advisers
23
Yrs licensed
16.2
Avg exp (yrs)
67%
Exp +15yrs
DerivativesMargin Lending

F PALMER & M E PALMER

AFSL 247067 · SYDNEY, NSW

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Independent2 States
6
Advisers
22
Yrs licensed
17.7
Avg exp (yrs)
50%
Exp +15yrs
MDADerivatives

NEXIA SYDNEY FINANCIAL SOLUTIONS PTY LTD

AFSL 247300 · SYDNEY, NSW

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IndependentSingle State
6
Advisers
22
Yrs licensed
18
Avg exp (yrs)
50%
Exp +15yrs
Margin Lending

DP WEALTH ADVISORY PTY LTD

AFSL 277493 · TOOWOOMBA, QLD

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Corporate GroupSingle State
6
Advisers
22
Yrs licensed
18.8
Avg exp (yrs)
67%
Exp +15yrs
Margin Lending

ACNS CAPITAL MARKETS PTY LTD

AFSL 279099 · SUBIACO, WA

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IndependentSingle State
6
Advisers
22
Yrs licensed
27.8
Avg exp (yrs)
100%
Exp +15yrs
DerivativesMargin Lending

MONEYWISE PERSONAL FINANCIAL MANAGEMENT PTY LTD

AFSL 287804 · MELBOURNE, VIC

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IndependentSingle State
6
Advisers
21
Yrs licensed
24.2
Avg exp (yrs)
83%
Exp +15yrs
Margin Lending

STRATEGY FIRST FINANCIAL PLANNING PTY LTD

AFSL 290771 · BROOKVALE, NSW

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IndependentSingle State
6
Advisers
21
Yrs licensed
14.3
Avg exp (yrs)
50%
Exp +15yrs
DerivativesMargin Lending

INVESTOR WEALTH PTY LTD

AFSL 296861 · MELBOURNE, VIC

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IndependentSingle State
6
Advisers
20
Yrs licensed
20
Avg exp (yrs)
83%
Exp +15yrs
Margin Lending

AMALGAMATED FINANCIAL SERVICES PTY LTD

AFSL 407238 · MANLY, NSW

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Corporate GroupSingle State
6
Advisers
15
Yrs licensed
19.8
Avg exp (yrs)
50%
Exp +15yrs
Margin Lending

AUSTRALIA PACIFIC FUNDS MANAGEMENT PTY LIMITED

AFSL 339151 · MELBOURNE, VIC

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IndependentSingle State
6
Advisers
17
Yrs licensed
14.5
Avg exp (yrs)
43%
Exp +15yrs
Margin Lending

DJA CAPITAL PTY. LTD.

AFSL 342893 · BEAUMARIS, VIC

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Independent2 States
6
Advisers
16
Yrs licensed
15.8
Avg exp (yrs)
50%
Exp +15yrs
DerivativesMargin Lending

JOHNSONS MME FINANCIAL ADVISORY PTY LTD

AFSL 353848 · ALBURY, NSW

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IndependentSingle State
6
Advisers
16
Yrs licensed
11.8
Avg exp (yrs)
33%
Exp +15yrs
Margin Lending

TAG FINANCIAL ADVISORS PTY LTD

AFSL 415632 · MALVERN, VIC

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IndependentSingle State
6
Advisers
14
Yrs licensed
17.2
Avg exp (yrs)
50%
Exp +15yrs
Margin Lending

VERTICAL CAPITAL MARKETS PTY. LTD.

AFSL 418418 · DARLINGHURST, NSW

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IndependentSingle State
6
Advisers
14
Yrs licensed
16.7
Avg exp (yrs)
83%
Exp +15yrs
MDADerivativesMargin LendingForex

WATERSHED DEALER SERVICES PTY LTD

AFSL 436357 · MELBOURNE, VIC

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Corporate GroupSingle State
6
Advisers
13
Yrs licensed
23.3
Avg exp (yrs)
67%
Exp +15yrs
MDADerivativesMargin Lending

LDB FINANCIAL GROUP PTY LTD

AFSL 437164 · BLACKBURN, VIC

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IndependentSingle State
6
Advisers
13
Yrs licensed
14.2
Avg exp (yrs)
33%
Exp +15yrs
Margin Lending

RICHMOND WEALTH PTY LTD

AFSL 461605 · SOUTH PERTH, WA

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IndependentSingle State
6
Advisers
12
Yrs licensed
15.3
Avg exp (yrs)
67%
Exp +15yrs
MDAMargin Lending
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